The mission of the Career Services Program is to help NC State alumni and students
find jobs in the DC Metro area, largely through networking with other
alumni in the area. if you are looking for a(nother) job or know of a
job that ought to be filled by a Wolfpacker, send a note to careerservices@ncstatedc.com.
Postings -- Jobs Available
Most recent postings are listed first and are deleted after two months:
Job opportunities at FINRA (formerly known as NASD) in Rockville, Maryland
FINRA is seeking a talented individuals for Regulatory Analyst, Fraud or Insider Trading opening in the Rockville Maryland office.
ESSENTIAL JOB FUNCTIONS-Technical: Routinely analyzes trading activity in area of primary responsibility for indications of potential violative activity. Conducts routine reviews and investigations into possible violations of the FINRA rules and federal securities laws. Compiles and organizes information from a variety of sources to be used in the development of investigations of potential violative activity. Through the review / investigative process the Analyst resolves situations that may impact the integrity of Nasdaq or other markets. Develops a thorough understanding of the investigative techniques utilized in the respective area of primary responsibility and relevant FINRA/SEC rules and regulations; performs preventive compliance functions. Communication/Interpersonal/Leadership: Presents investigative findings (orally and in writing) to management, and other constituents in an organized, concise and timely fashion. Utilizes computer resources and software applications for data analysis pursuant to investigation / review procedures. Interfaces with members, peers, management and others and provides excellent internal/external customer service in specialized area of regulatory responsibility.
EDUCATION/EXPERIENCE REQUIREMENTS: Bachelor’s degree in Finance, Economics, or Business or equivalent work experience in the financial industry demonstrating research/analytical skills. Working knowledge of relevant FINRA/SEC rules and regulations and ability to conduct telephone interviews. Working knowledge of securities markets, member firm operations, books and records. Familiarity with the use of a desktop computer. A minimum of one year of directly related experience. Knowledge of relevant FINRA/SEC rules and regulations. Knowledge of securities markets, member firm operations, books and records. Ability to conduct telephone interviews. Ability to initiate and complete quality reviews. Competence using a desktop computer with the full suite of office software applications.
WORKING CONDITIONS: Ability to work under pressure. Attention to detail is essential. Strong verbal and written communication skills and technical capabilities are essential to position. Some travel may be required
For interest or to learn more about these openings, please contact Wolfpacker Todd Kramer at Todd.Kramer@finra.org or 240-386-6152.
Copyright
2004 - Capital Area NC State Alumni Asociation